The 2007 renewal deadline is approaching for all Broker-Dealers and Investment Adviser Firms, for Broker-Dealer agents and Investment Adviser Representatives licensed with the District of Columbia. A Renewal Program Calendar of events providing details is being handled by the NASD through the CRD/ IARD systems. The process for electronic filings, dates and times is posted to DISB’s website.

For questions, please contact Assistant Director for Licensing Maurice Goff at (202) 442-4934 or e-mail address at maurice.goff@dc.gov.